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Surgical Resection of Hepatocellular Carcinoma
Chi-leung Liu, MB, BS(HK), FRCS(Edin)
Chung-mau Lo, MB, BS(HK), FRCS(Edin), FRACS, and
Sheung-tat Fan, MS, FRCS(Glas), FACS
Background: Surgical management of hepatocellular carcinoma
is challenging. Advances in patient selection and operative techniques
are taking place in various parts of the world.
Methods: The literature on diagnosis, evaluation, and surgical
treatment of hepatocellular carcinoma is reviewed and combined with
the extensive clinical experience of the authors.
Results: While alpha-fetoprotein levels often are elevated
in patients with large hepatocellular tumors, a combination of hepatic
arteriography and Lipiodol computed tomography is the most sensitive
imaging approach. An indocyanine green retention of more than 14%
at 15 minutes predicts a poor outcome from surgery. Intraoperative
ultrasound and ultrasonic dissector assist surgery. One-, three-,
and five-year survival rates of 68%, 44%, and 35%, respectively, have
been reported.
Conclusion: Methods to diagnose and assess the suitability
of patients with hepatocellular carcinoma for surgical resection are
now available, and operative and postoperative care has improved.
Surgery remains the "gold standard" to which other treatments
can be compared.
Introduction
Surgical resection of liver tumors is a challenge for many surgeons. In most
Asian countries, the dominant primary malignant hepatic tumor is hepatocellular
carcinoma (HCC). This article on surgical resection of HCC is a retrospective
review of our experience in Hong Kong as well as a review of the literature.
HCC, a common tumor throughout the world, remains a major health problem in
Asian countries, and its incidence is increasing in the Western world. In China,
HCC accounts for approximately 100,000 deaths annually.[1] Hepatic tumor resection
remains the only proven treatment that offers a meaningful chance of long-term
survival. HCC, however, is associated with liver cirrhosis in 73% to 83% of cases,[2,3]
most of which are related to viral hepatitis. Together with its multifocal nature,
only approximately 20% of all patients with HCC are considered resectable at presentation.
Underlying chronic liver disease also contributes to operative morbidity and mortality,
especially after major hepatectomy for HCC.
Recent advances have included more effective diagnostic techniques for earlier
identification of tumors, more accurate preoperative evaluations, improved operative
techniques, better measures to prevent recurrent lesion, and more effective nonoperative
management for patients with advanced unresectable disease and recurrent tumors.
Nonoperative management techniques, including percutaneous, ultrasound-guided
alcohol injection and transarterial oily chemoembolization, could offer a comparable
survival to that of hepatectomy in selected patients. It is therefore relevant
to review the current status of resection for HCC.
Preoperative Assessment and Perioperative Care
The objectives of preoperative investigations for patients with HCC include
confirmation of the diagnosis, localization, determination of the local extent
of the tumor, and assessment of the severity of underlying cirrhosis. Based on
the initial assessment, resection (and its extent) or other forms of treatment
are determined. The only well-established tumor marker for clinical application
in the management of the patients with HCC is alpha-fetoprotein (AFP). While an
elevated level is usually found in tumors of 5 cm or more in diameter, only approximately
one third of patients with small HCC (less than 5 cm) have an elevated serum AFP
above 200 ng/mL.[4] The trend of AFP titer is more informative than the absolute
titer, and any continuous elevation of AFP titer above the diagnostic range should
be considered as an early sign of occult HCC or recurrent tumor if hepatectomy
has been performed previously.
Percutaneous real-time ultrasound examination of the liver is noninvasive,
inexpensive and, in experienced hands, highly accurate in the detection of HCC.
The diagnostic accuracy can be further enhanced by the addition of AFP measurement.[5,6]
Computed tomography is a useful diagnostic tool for preoperative assessment of
patients with HCC. The combination of hepatic arteriography and Lipiodol computed
tomography is perhaps the most sensitive diagnostic means for HCC presently available.
When Lipiodol is injected into the hepatic artery, the lipid lymphographic agent
is preferentially retained in HCC, probably as a result of the architectural deficiencies
with enhanced permeability and the sluggish flow inside its well-developed neovasculature.[7]
A homogeneous or dense patchy uptake of Lipiodol was usually found within the
tumor when computed tomography examination was repeated at approximately two weeks
later. The overall sensitivity and specificity of Lipiodol computed tomography
examination for HCC are 97% and 77%, respectively.[8]
Knowledge of the hepatic vascular anatomy is helpful for surgical resection
of HCC. The characteristic features of large HCC include increased neoplastic
arterial blood supply, vascular lakes and channels, and arterioportal shunts.
Localized stains in the capillary phase, however, may be the only angiographic
feature of small HCC. The venous phase of the superior mesenteric arteriography
is used to detect any tumor thrombus in the portal venous system.
Since postoperative liver failure is the major cause of mortality and morbidity
after hepatectomy for HCC, especially in cirrhotic patients, a careful preoperative
evaluation of liver function is mandatory for the assessment of resectability.
Routine laboratory tests including serum total bilirubin, serum albumin, and prothrombin
time allow for the identification of only a few advanced cirrhotic patients. Measurement
of the clearing capacity of the liver of sulfabromsulphalein sodium was reported
to be a sensitive indicator of liver function. Patients with retention of more
than 30% at 45 minutes are excluded from major liver resection.[9] Hasegawa and
associates[10] suggested that major resection should not be performed if the indocyanine
green (ICG) retention at 15 minutes exceeded 10%. However, a more recent study[11]
of 54 patients with cirrhosis who received major hepatectomy showed that an ICG
retention of 14% at 15 minutes was the cutoff level that best defined the likelihood
of survival or death of cirrhotic patients after operations. In addition, since
surgery removes parts of functioning liver parenchyma, the volume of the remnant
liver is also a determinant of the risk of postoperative liver failure.[12]
When an exploration is envisaged, the nutritional status of the patient is
evaluated. Intensive nutritional support can reduce the net catabolic response
to surgery and can improve protein synthesis and liver regeneration. A randomized
control trial of 124 patients (most of whom had cirrhosis) who underwent hepatectomy
for HCC has been conducted at Queen Mary Hospital in Hong Kong to investigate
whether perioperative nutrition support could improve the outcome of these patients.[13]
The study showed a reduction in the overall postoperative morbidity rate in the
perioperative nutritional-support group compared to the control group, predominantly
due to fewer septic complications. In addition, the supported group needed less
diuretics to control ascites, and they experienced less weight loss after hepatectomy
and less deterioration of liver function as measured by the change in the rate
of clearance of ICG.
Operative Technique
Our operative techniques continue to evolve regarding the choice of incision,
the means of parenchymal transection, the mode of vascular control during the
procedure, and the use of intraoperative ultrasonography.
While a thoracotomy was used extensively in the past, especially for the right
hepatic resection, a bilateral subcostal incision with or without an upward midline
extension is now more commonly used, regardless of the lateralization of lesion.
For a right hepatic lobectomy, after initial control of the ipsilateral branches
of the portal vein and hepatic artery at the hilum, parenchymal transection was
conventionally used after the right lobe had been completely mobilized from the
posterior abdominal wall. The right hepatic lobe would then be rotated anteriorly
to allow an extrahepatic control of the right hepatic vein and small caval branches
leading to the back of the liver. After complete control of both the inflow and
outflow vessels, the hepatic parenchyma is transected.
In some circumstances, however, the conventional approach for major right hepatectomy
is not practical. Rotation of the right lobe is sometimes difficult because of
tumor size or tumor infiltration into the surrounding anatomical structures such
as the posterior abdominal wall, right diaphragm, or right adrenal gland. Rotation
and mobilization of the right lobe of the liver are potentially hazardous when
the lesion is compressing directly on the inferior vena cava. Even when mobilization
is possible, twisting of the portal pedicle may render the contralateral hepatic
lobe ischemic. Forceful retraction of a large HCC also can squeeze tumor cells
into the circulation and sometimes cause intraoperative tumor rupture. Under these
circumstances, an "anterior" approach has been adopted for major right
hepatectomy in selected patients (Figs 1A-B).[14] After hilar dissection, the
plane of transection is marked on Glisson's capsule with the help of intraoperative
ultrasonography (IOUS). Parenchymal transection is performed without
prior mobilization of the right lobe of the liver. Using an ultrasonic dissector,
the middle hepatic vein as well as the respective bile duct is exposed and controlled
individually within the hepatic parenchyma. After complete transection of liver
parenchyma, the anterior surface of the inferior vena cava is exposed, and the
right hepatic vein can be encircled, clamped, and divided extrahepatically. When
the specimen is completely disconnected from the inferior vena cava, the right
hepatic lobe is mobilized from the right abdominal cavity in the usual manner
and delivered. Since 1992, approximately 30 patients at our center have undergone
major right hepatectomy for HCC using the "anterior" approach. Preliminary
analysis showed that, despite larger tumors in patients managed with the "anterior"
approach group, satisfactory results have been obtained (comparable perioperative
blood transfusion and fluid replacement without an increase in operative morbidity
and mortality) compared to those managed with the conventional approach.
During parenchymal transection, portal clamping (Pringle's maneuver) was employed
by many surgeons to reduce blood loss. Its efficacy was shown in several retrospective
studies,[15-17] but a prospective, randomized, comparative study to show its efficacy
has not been reported. In our practice, portal clamping has been used with decreasing
frequency because, in most instances, the hepatic veins was the source of bleeding.
Furthermore, warm ischemia might have a harmful effect on the contralateral lobe
of the liver.[18] This might adversely affect the recovery of liver function postoperatively,
especially in patients with cirrhotic liver.
IOUS is an indispensable step in surgery for HCC and is considered to be not
only the final diagnostic modality before resection, but also an operative guide
for precise and safe liver resection. Since a high-frequency transducer (7.5,
10, or 13 MHz) can be used, IOUS allows better delineation and identification
of small lesions when compared to preoperative ultrasound. Small daughter nodules
and tumor thrombi in portal veins or hepatic veins are more readily identified
with IOUS. The angle of scanning of the liver is unlimited with IOUS. It allows
more precise localization of the tumor in relation to intrahepatic vascular structures
and therefore is an important guidance for the line of parenchymal transection.
In addition, guided biopsies of lesions of uncertain nature could be performed
under IOUS guidance. With recent advances in preoperative diagnostic modalities,
an increasing number of small HCCs are detected. In the presence of cirrhosis,
the tumors often are invisible and nonpalpable during surgery. Thus, precise liver
resection is not possible without IOUS in these cases. Approximately half of the
neoplastic nodules measuring 3 cm or less in diameter would be overlooked without
the use of IOUS.[19]
According to many investigators, intrahepatic and systemic metastases developed
as a result of tumor spread along its portal venous tributaries. Based on this
concept, routine removal of the entire tumor-bearing segment or subsegment was
considered necessary for cure. The technical difficulty of delineating the boundary
of individual hepatic subsegments was overcome by selective puncture of the portal
vein branch followed by dye injection to map out the segment on the liver surface
under IOUS guidance. IOUS also is helpful in identification of the inferior right
hepatic vein during surgery so that right inferior segments (Couinaud segments
V and VI) can be preserved to keep more functional liver mass even after transection
of the right hepatic vein, which is removed together with the tumor.
The ultrasonic dissector was introduced in 1984 by Hodgson and
Del Guercio[20] as an instrument for parenchymal transection during
hepatectomy (Fig 2). The device has gained popularity among many
liver surgeons. Use of the ultrasonic dissector appears to localize
and control the branches of the hepatic vein more efficiently than
the crushing clamp or finger fracture methods. Since bleeding from
branches of the hepatic vein is the major source of bleeding during
major hepatectomy, the use of the ultrasonic dissector may reduce
blood loss and the need for blood transfusion. This has a beneficial
effect on the operative outcome of patients, especially for those
with liver cirrhosis. The ultrasonic dissector also allows precise
division of the liver parenchyma along the plane determined by intraoperative
ultrasonography. On the contrary, the finger fracture method is
not precise. In patients with a large tumor, the transection plane
frequently enters the space between the tumor capsule and the uninvolved
liver, thus rendering the tumor-free resection margin unsatisfactory.
Although the pace of parenchymal transection may be slow when using
the ultrasonic dissector, the transected surface is often completely
dry. Much time is spared in hemostasis after transection when compared
to cases in which the crushing clamp or finger fracture method is
used for transection.
In a retrospective study of 165 patients with HCC who underwent hepatectomy,
Fan et al[21] compared the results of hepatectomy using the crushing clamp and
the finger fracture techniques (96 patients) with those using the ultrasonic dissector
(69 patients). The groups were comparable in terms of preoperative liver function,
tumor size and stage, incidence of cirrhosis, and proportion of patients undergoing
major hepatectomy. Use of the ultrasonic dissector resulted in statistically significant
lower mean blood loss, lower mean blood transfusion requirement, fewer patients
requiring blood transfusion, and fewer postoperative complications. A wider tumor-free
resection margin and lower serum bilirubin level throughout the postoperative
period also were observed in patients who received hepatectomy using the ultrasonic
dissector. Thus, the operative outcomes of hepatectomy for HCC are better with
the ultrasonic dissector than with the crushing clamp or the finger fracture techniques.
Extent of Liver Resection
At the time of hepatectomy, the extent of resection to ensure a curative resection
is uncertain. A resection margin that is free of tumor is considered necessary
for curative resection of HCC and, according to many investigators, a macroscopic
margin of 1 cm is adequate.[22-24] However, interpretation of the 1-cm resection
margin may vary according to the size of the lesion. While a 1-cm margin of nontumorous
liver was thought to be sufficient for small tumors of less than 5 cm, this might
not be adequate for larger tumor. When a large HCC was examined histologically,
residual disease could be found at a macroscopic surgical margin of 2 cm.[25]
As proposed by Makuuchi and associates[26] in the theory of systematic subsegmentectomy,
intrahepatic metastasis of HCC is spread by invasion of the portal venous system.
Therefore, the entire Couinaud segment of the liver supplied by the involved portal
vein should be resected in order to achieve an adequate curative liver resection.
Conversely, Ozawa et al[27] advocated that the involved segment and the adjacent
segment of the Goldsmith and Woodbourne classification[28] should be resected
for cure if the liver function permits. The decision for the extent of liver resection
is based on preoperative liver function, the relationship of tumor to major vasculature,
the IOUS finding of additional tumor nodules near to the proposed transection
margin and, most importantly, the status of uninvolved liver. In the case of cirrhosis,
sacrificing a large volume of uninvolved liver in exchange for an adequate margin
often results in difficulty with postoperative management and mortality. A positive
margin is undesirable, but a wide tumor-free margin is not always protective of
recurrence since liver cells in the liver remnant may undergo hepatocarcinogenesis
any time after hepatectomy. Therefore, it is important to preserve as much liver
parenchyma as possible in the case of cirrhosis.
Prognostic Factors
Different clinical, serological, gross pathological and histopathological
features are factors of probable prognostic importance for patients
who are undergoing hepatectomy for HCC (Table 1).
Operative mortality of hepatectomy for HCC is increased for elderly patients,
especially those with associated medical problems (eg, diabetes mellitus and cardiac
and pulmonary disease). One study[29] showed that the operative mortality rate
increased to 19% for patients who were 65 years of age or older, and women were
found to have a significantly better survival rate than men.[30-32] The mechanism
for the difference is unclear, and a possible role of sex hormones is uncertain.
The potential role of hormonal receptors in the prognosis of patients with
HCC has been examined. Estrogen receptors were found in approximately half of
HCC patients in the cytosol of tumor cells.[33,34] However, survival rates were
the same with or without estrogen receptors.[35] A significantly better survival
rate was observed in patients with androgen receptor-negative HCC.[36] Also, the
prognosis was poorer for patients with raised serum AFP titers above 200 ng/mL
than those with lower titers.[37] However, there is no consensus on the prognostic
value of AFP.
Most investigators believed that the size of HCC predicts the long-term outcome
of the patients regardless of the treatment received. An analysis of 144 patients
with small HCC 5 cm or less in size reported five-year and 10-year survival rates
of 67.9% and 54.3%, respectively.[38] The macroscopic appearance of the lesion
(eg, multinodular lesions, satellite nodules around the main tumor, irregular
tumor outline, hilar lymph node metastases, and gross tumor infiltration of the
portal venous system) may carry prognostic importance. Histological features associated
with poor prognostic influence include lack of tumor capsule,[39] capsular invasion
or portal vein invasion by tumor cells, presence of microsatellites, and poor
differentiation of tumor. Conversely, the fibrolamellar variant of HCC is associated
with a more favorable prognosis. This variant of HCC had a higher preponderance
for women, and over 90% of them were 25 years of age or younger at presentation.
A raised AFP titer and positive hepatitis B surface antigen were present in only
approximately 10% of the patients. Very few of these patients had associated liver
cirrhosis.
Postoperative Follow-up
A monitoring program following a successful hepatic resection is essential
due to frequent recurrent disease, especially in the first two postoperative years.
For careful disease surveillance, the patient should be examined approximately
four weeks after the operation. Besides serum AFP levels and percutaneous ultrasound
examination, angiography of the hepatic remnant may be helpful. Serum AFP titer
and an ultrasound examination should be performed regularly at four-week intervals
for the first postoperative year, every two months for the second year, and every
three to four months thereafter. A persistent elevated titer of AFP above the
normal range in the postoperative period may indicate residual disease, and a
steady rise of AFP after initial normalization may indicate recurrent disease.
When recurrent disease is suspected, initial attention should be focused on
the hepatic remnant. Percutaneous ultrasound examination followed by a hepatic
angiographic study is helpful in detection of intrahepatic recurrences. If gross
recurrent intrahepatic disease is not evident on angiography, intra-arterial injection
of Lipiodol is administered. A Lipiodol computed tomography scan of the remaining
liver should be done approximately two weeks later. A superior mesenteric arteriogram
could be beneficial in detecting extrahepatic intra-abdominal recurrences. Computed
tomography of the lungs is helpful to evaluate for pulmonary metastatic disease.
In cases where occult recurrent disease cannot be successfully localized, the
investigations are repeated in three months.
Results
In recent years, operative mortality rates following liver resection for HCC
have ranged from 9% to 23% (Table 2).[29,40-48] Causes of perioperative mortality
are liver failure, bleeding complications, and sepsis. Five-year survival rates
as high as 49% have been reported.[46] Comparisons of survival data are difficult
and largely invalid because no universally accepted staging system is in use and
also because many authors exclude perioperative mortality when reporting long-term
survival. Many other factors including the incidence and severity of underlying
cirrhosis, the size of tumors, and the extent of liver resection may affect the
perioperative and long-term outcome of the patients.
From 1972 to 1994, 343 patients with HCC underwent hepatectomy at Queen Mary
Hospital at The University of Hong Kong.[48] The experience can be divided roughly
into three time periods: 1972 to 1986, 1987 to 1991, and 1992 to 1994. Clinical
parameters of the patients among these three time periods (eg, age, sex, percentage
of patients with associated cirrhosis and hepatitis B, and tumor size) were all
comparable. The resectability rate has risen significantly to 23% since 1992.
The majority of the patients (73%) had major liver resection (defined as three
or more of the Couinaud segments having been resected) regardless of the periods
of hepatectomy. In the three time periods (1972-86, 1987-91, and 1992-94), improvements
were seen in mobidity rates (73%, 52%, 32%, respectively), in 30-day operative
mortality rates (14%, 9.4%, and 4.5% respectively), and in hospital mortality
(21.5%, 14.8%, and 6%, respectively).[48] The survival rates also improved with
one-, three-, and five-year survival rates of 68%, 44%, and 35%, respectively,
for the 194 patients after 1987 compared to 48%, 21%, and 14%, respectively, for
the 149 patients before 1987.
Many factors may have contributed to the recent improvement of the results
of hepatectomy for HCC. Better technological support with IOUS and the ultrasonic
dissector may decrease the risk of injuring major vascular structure because the
intended plane of parenchymal transection can be adhered to accurately. Careful
perioperative parenteral nutritional support also may affect outcome, especially
in cirrhotic patients undergoing major liver resection. A bilateral subcostal
incision provides satisfactory exposure without the need for a thoracotomy and
also may eliminate the frequent postoperative pleural effusion. The lowered incidence
of hemorrhage and intra-abdominal sepsis after surgery reflects the value of meticulous
attention to guard against bleeding and bile leak. Also, better management of
patients with recurrent disease contributes to the improvement of the overall
survival. An adequate surveillance with a combination of serial AFP assay and
percutaneous ultrasonography provides a satisfactory postoperative monitoring.
The use of transarterial oily chemoembolization and percutaneous alcohol injection
allows effective control of intrahepatic recurrences and thus a better survival.
In selected patients, re-resection for localized disease, either within the hepatic
remnant[49] or in extrahepatic locations,[50] may provide benefit.
Discussion
Although improved results have been obtained with surgical resection in recent
years, most patients with HCC present with advanced disease, and the majority
of them are unresectable. While early diagnosis and intervention are important
to the successful management of HCC, the widespread application of a well-developed
screening program for early cancer detection is hampered by cost, even when applied
to a population in endemic areas. Since the yield of mass screening is low in
comparison to the efforts, routine screening should be restricted to high-risk
patients such as hepatitis B carriers, patients with chronic liver disease, and
family members of patients with HCC.
While favorable outcomes have been seen in elective hepatectomy for HCC, the
mortality rate associated with emergency hepatectomy for ruptured HCC has been
nearly 50%.[51,52] Several factors contribute to the unsatisfactory results of
emergency hepatic resection: (1) A thorough evaluation of the underlying disease
is usually not possible because of the urgency of the situation. (2) The exact
location of the disease, especially occult tumor nodules, is easily missed. (3)
Detailed information of the hepatic reserve is largely unknown, and a history
of hemorrhagic shock would render the liver function worse than before the rupture.
In addition, an analysis at our institution of 96 patients with large tumors measuring
5 cm or more indicates that a history of ruptured hepatic cancer does not increase
the risk of postresectional tumor recurrence.[53] Given the major drawbacks associated
with emergency hepatectomy, a two-stage treatment is the preferred approach. Initial
hemostasis with the least invasive measure followed by definitive treatment is
considered the safest strategy to pursue without compromising the chance of long-term
survival. Initial treatment includes transcatheter arterial embolization and hepatic
artery ligation. If the results of the subsequent workup are favorable, a hepatectomy
can be offered at the second stage of the treatment. Favorable results were observed
in 21 patients who underwent a second-stage hepatectomy for their ruptured tumor
with a mean survival of 380 days and a three-month survival rate of 89.4%.[54]
Multimodality treatment also may play an important role in providing favorable
outcomes in the future. Preoperative arterial embolization alone or with portal
vein embolization and preoperative transcatheter arterial chemoembolization have
produced favorable survival results.[45,55] The value of postoperative adjuvant
chemotherapy has been controversial, but recent retrospective data suggest that
either systemic or regional chemotherapy might be useful.[29,42] Further prospective
randomized trials are needed. Conversely, a recent study[56] from Japan reports
on the effectiveness of polyprenoic acid to control recurrence and second primary
tumors after hepatectomy for patients with HCC. This may enhance the long-term
survival in patients who undergo surgical resection for HCC.
While hepatic resection has produced favorable outcomes, many patients present
with unresectable disease. Development of nonresectional therapies (eg, percutaneous
ethanol injection, transarterial oily chemoembolization, hormonal therapy, and
immunotherapy) is needed to effectively manage these patients. With a multidisciplinary
approach involving surgeons, oncologists, and radiologists, better quality of
life and improved survival in patients with HCC is a reasonable goal.
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From the Department of Surgery at The University of Hong Kong, Queen Mary Hospital,
Hong Kong.
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